|
Register
of Licensees 
TRINIDAD AND TOBAGO UNIT TRUST CORPORATION
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| Licensee Name: |
Trinidad and Tobago Unit Trust Corporation |
| Licence Number: |
TT-BD-0003-06 |
| Licensee
Address, Telephone Number,
E-mail: |
UTC Financial Centre
#8 Independence Square
Port of Spain
Trinidad.
Tel:(868) 624-8648
Fax: (868) 623-0092
Email: utc@trinidad.net |
| Date on which Licence was granted: |
24
January 2006 |
| Type of Securities Business Permitted by the Licence: |
Broker
Dealer |
|
| |
| NAME
& LICENCE NUMBER OF PRINCIPALS: |
| Name |
Licence
Number |
| Belmontes, Kelly |
TT-PL-0018-04 |
| Falby, Andre |
TT-PL-0017-06 |
| Carty, Cheryl |
TT-PL-0013-05 |
|
| |
| NAME &
LICENCE NUMBER OF EVERY ACCREDITED REPRESENTATIVE: |
| Name |
Licence
Number |
| Dolly, Kevin |
TT-RR-0020-05 |
|
| |
| NAME
OF DIRECTORS |
| Amoy Chang Fong (Chairperson) |
Joan John |
| Maurice Suite |
Gerald Hadeed |
| Herbert Goon Lun |
Walton Hilton-Clarke |
| Peter Clarke |
Alan Fitzwillam |
| Terrence Bharath |
Dennis Gurley |
| Michal Yvette Andrews |
|
|
|
|
| NAME
OF MANAGERS & OFFICERS: |
| Name |
Position |
| EXECUTIVE |
|
| Mr. Marlon Holder |
Executive Director |
| Mrs. Gayle Daniel-Worrell |
Vice President, Marketing and International Business |
| Mrs. Marilyn Clarke-Andrews |
Chief Financial Officer |
| Ms. Eutrice Carrington |
Vice President, Asset Management |
| Mr. David Thompson |
Vice President, Merchant Banking |
| Mr. Gary Pierre |
Vice President, Operations |
| MANAGEMENT |
|
| Mr. Desmond Edwards |
Assistant Vice President, Investment Management and Research |
| Mr. Jonathan Jones |
Assistant Vice President, Information Technology |
| Mrs. Amber Rondon |
Manager, Human Resources |
| Mr. Damian Thom |
Legal Officer |
| Mrs. Patricia Small-Ilkhtchoui |
Corporate Secretary |
| Mr. Neville Sandy |
Assistant Vice President, Fund & Trust Services |
| Mr. Ruben Mc Sween |
Assistant Vice President, Operations |
| Mr. Winton Gordon |
Assistant Vice President, Merchant Banking |
| Mr. Malcolm Reid |
Manager, Security Services |
|
| |
| NAME OF SECRETARY |
Mrs. Patricia Small-Ilkhtchoui |
| DISCIPLINARY
ACTION AGAINST THE LICENSEE |
N/A |
| DETAILS
OF ANY SUSPENSION OR REVOCATION OF LICENCES |
N/A |
|
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