|
Register
of Licensees 
TRINIDAD AND TOBAGO UNIT TRUST CORPORATION
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| Licensee Name: |
Trinidad and Tobago Unit Trust Corporation |
| Licence Number: |
TT-BD-0003-06 |
| Licensee
Address, Telephone Number,
E-mail: |
UTC Financial Centre
#8 Independence Square
Port of Spain
Trinidad.
Tel:(868) 624-8648
Fax: (868) 623-0092
Email: utc@trinidad.net |
| Date on which Licence was granted: |
24
January 2006 |
| Type of Securities Business Permitted by the Licence: |
Broker
Dealer |
|
| |
| NAME
& LICENCE NUMBER OF PRINCIPALS: |
| Name |
Licence
Number |
| Marcus, Kriss |
TT-PL-0019-11 |
|
| |
| NAME &
LICENCE NUMBER OF EVERY ACCREDITED REPRESENTATIVE: |
| Name |
Licence
Number |
| Dolly, Kevin |
TT-RR-0020-05 |
|
| |
| NAME
OF DIRECTORS |
| Amoy Chang Fong (Chairperson) |
Joan John |
| Maurice Suite |
Gerald Hadeed |
| Herbert Goon Lun |
Walton Hilton-Clarke |
| Peter Clarke |
Alan Fitzwillam |
| Terrence Bharath |
Dennis Gurley |
| Michal Yvette Andrews |
|
|
|
|
| NAME
OF MANAGERS & OFFICERS: |
| Name |
Position |
| EXECUTIVE |
|
| Mr. Marlon Holder |
Executive Director |
| Mrs. Gayle Daniel-Worrell |
Vice President, Marketing and International Business |
| Mrs. Marilyn Clarke-Andrews |
Chief Financial Officer |
| Ms. Eutrice Carrington |
CEO, Financial Services |
| Mr. David Thompson |
Vice President, Merchant Banking |
| Mr. Gary Pierre |
Vice President, Operations |
| MANAGEMENT |
|
| Mr. Desmond Edwards |
Assistant Vice President, Investment Management and Research |
| Mr. Jonathan Jones |
Assistant Vice President, Information Technology |
| Mrs. Amber Rondon |
Manager, Human Resources |
| Mr. Damian Thom |
Legal Officer |
| Mrs. Patricia Small-Ilkhtchoui |
Corporate Secretary |
| Mr. Neville Sandy |
Assistant Vice President, Fund & Trust Services |
| Mr. Ruben Mc Sween |
Assistant Vice President, Operations |
| Mr. Winton Gordon |
Assistant Vice President, Merchant Banking |
| Mr. Malcolm Reid |
Manager, Security Services |
|
| |
| NAME OF SECRETARY |
Mrs. Patricia Small-Ilkhtchoui |
| DISCIPLINARY
ACTION AGAINST THE LICENSEE |
N/A |
| DETAILS
OF ANY SUSPENSION OR REVOCATION OF LICENCES |
Effective 21 January 2011, the Eastern Caribbean Securities Regulatory Commission suspended the broker dealer licence of ABI Bank Ltd as the company no longer meets one of the conditions for licensing, as stated under Section 48(3) of the Securities Act. The company's licence will be reinstated when this condition is satisfied. |
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