| Licensee Name: |
CITICORP MERCHANT BANK LTD |
| Licence Number: |
TT-BD-0004-07 |
| Licensee
Address, Telephone Number,
E-mail: |
12 Queen's Park East
Port of Spain
Trinidad
Tel: (868) 623-3344
Fax: (868) 624-1719
Email: karen.darbasie@citigroup.com |
| Date on which Licence was granted: |
18 May 2007 |
| Type of Securities Business Permitted by the Licence: |
Broker Dealer |
|
| |
| NAME
& LICENCE NUMBER OF PRINCIPALS: |
| Name |
Licence
Number |
Stephen Thomas |
TT-PL-0018-10 |
|
| |
| NAME &
LICENCE NUMBER OF EVERY ACCREDITED REPRESENTATIVE: |
| Name |
Licence
Number |
Anderson Basdeo |
TT-RR-0026-10 |
|
| |
| NAME
OF MANAGERS & OFFICERS: |
| Name |
Position |
| Dennis Patrick Evans |
Country Corporate Officer |
| Karen Darbasie |
Managing Director, CMBL |
| Wes Lee Henzell |
Chief Financial Officer |
| Alicia Vieira |
Operations and Technology Director |
| Josef Baptiste |
Compliance/Quality Assurance Head |
| Lorraine Kam |
Corporate Bank Head |
| "To be determined" |
Global Transactions Services Head |
| Richard Look Kin |
Country Risk Head |
|
| |
| LOCATION OF THE PREMISES AT WHICH RECORDS OR OTHER DOCUMENTATION OF THE LICENSED BUSINESS ARE KEPT: |
12 Queen's Park East
Port of Spain
Trinidad |
|
| |
| NAME OF DIRECTORS |
Mr Suresh Maharaj (Chairman)
Mr Dennis Patrick Evans
Mr Anthony Buxo
Ms Karen Darbasie
Mr Winston Thompson
Mr Elliot Gervase Warner |
|
| |
| NAME OF SECRETARY |
Mr. Wes Lee Henzell |
| DISCIPLINARY
ACTION AGAINST THE LICENSEE |
N/A |
| DETAILS
OF ANY SUSPENSION OR REVOCATION OF LICENCES |
N/A |
|
