| Licensee Name: |
FirstCaribbean International Trust And Merchant Bank (Barbados) Ltd |
| Licence Number: |
BB-BD-0001-09 |
| Licensee
Address, Telephone Number,
E-mail: |
P O Box 503
Warrens
St Michael
Barbados
Tel: (246) 367-2300
Fax: (246) 421-7155
Website: www.firstcaribbeanbank.com
|
| Date on which Licence was granted: |
1 April 2009 |
| Type of Securities Business Permitted by the Licence: |
Broker
Dealer |
|
| |
| NAME
& LICENCE NUMBER OF PRINCIPALS: |
| Name |
Licence
Number |
| Titus, Heather |
TT-PL-0003-03 |
|
| |
| NAME ,
LICENCE NUMBER & ADDRESS OF EVERY ACCREDITED REPRESENTATIVE: |
| Name |
Licence
Number |
| Niall Legerton |
TT-RR-0026-09 |
|
| |
| NAME OF DIRECTORS: |
| Michael Mansoor, Chairman |
| Sir Fred Gollop |
| Kiyomi L. Daniel |
| Andrew C. Ferreira |
| Ian P. Chinapoo |
| Mark St. Hill |
|
| |
| NAME OF SENIOR MANAGERS AND POSITIONS: |
| Michael Mansoor |
Executive Chairman |
| Daniel Farmer |
Managing Director and Senior Coverage Officer, Barbados Operating Companies |
| Ian Chinapoo |
Managing Director, Investment Banking |
| Dawne Williams |
Retail Director |
| Michael Carter |
Manager, Asset Management & Securities Trading |
|
| |
| LOCATION
OF THE PREMISES AT WHICH RECORDS OR OTHER DOCUMENTATION OF THE LICENSED
BUSINESS ARE KEPT: |
Warrens
St. Michael
Barbados |
|
| |
| NAME OF SECRETARY |
Ella N. Hoyos |
| DISCIPLINARY
ACTION AGAINST THE LICENSEE |
N/A |
| DETAILS
OF ANY SUSPENSION OR REVOCATION OF LICENCES |
N/A |
|