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Register
of Licensees 
ABI BANK LTD
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| Licensee Name: |
ABI Bank Ltd |
| Licence Number: |
AB-BD-0001-01 |
| Licensee
Address, Telephone Number,
E-mail: |
156 Redcliffe Street
P O Box 1679,
St John’s Antigua
Tel: (268) 480 2700
Fax: (268) 480-2751
Email: abib@abifinancial.com |
| Date on which Licence was granted: |
19 October 2001 |
| Type of Securities Business Permitted by the Licence: |
Broker
Dealer |
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| |
| NAME
& LICENCE NUMBER OF PRINCIPALS: |
| Name |
Licence
Number |
| Carolyn Philip |
AB-PL-0004-02 |
| Casroy James |
AB-PL-0006-03 |
|
| |
| NAME &
LICENCE NUMBER OF EVERY ACCREDITED REPRESENTATIVE: |
| Name |
Licence
Number |
| Casroy James |
AB-RR-0003-01 |
| Heather Williams |
AB-RR-0013-11 |
|
| |
| NAME
OF MANAGERS & OFFICERS: |
| Name |
Position |
| Hudson Carr |
Acting Manager |
| Carolyn Philip |
Senior Manager Human Resources |
| Ettienne Charles |
Manager Information Communication and Technology |
| Joseph Williams |
Manager Special Project |
| Margaretta Richards |
Manager Internal Audit |
| Craig B. Whyte |
Manager Credit |
| Dwayne Edwards |
Commerciald Relationship Manager |
| Hyasis Mullin |
Manager, Finance and Treasury |
| Nalini McDavid |
Manager, Risk and Compliance |
| Shirley Williams |
Assistant Manager, Compliance |
| Heather Williams |
Assistant Manager Investments |
| Sally Davis-Meyers |
Assistant Manager, Credit Card |
| Brendalie Josiah |
Assistant Manager, HR |
| Juan Cumberbatch |
Assistant Manager Debt Recovery |
| Marissa Drew |
Assistant Manager, Operations - Woods Branch |
| Marisia James |
Assitant Manager Risk |
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| LOCATION OF THE PREMISES AT WHICH RECORDS OR OTHER DOCUMENTATION OF THE LICENSED BUSINESS ARE KEPT: |
No.156 Redcliffe Street
St John’s
Antigua
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| NAME OF SECRETARY |
Marcel Luke Emanuel Commodore |
| DETAILS OF SUBSTANTIAL SHAREHOLDERS AND NUMBER OF SHARES HELD: |
N/A |
| DISCIPLINARY ACTION AGAINST THE LICENSEE |
|
| DETAILS
OF ANY SUSPENSION OR REVOCATION OF LICENCES |
Effective 8 March 2011, the Eastern Caribbean Securities Regulatory Commission suspended the broker dealer licence of ABI Bank Ltd as the company no longer meets one of the conditions for licensing, as stated under Section 48(3) of the Securities Act. The company's licence will be reinstated when this condition is satisfied.
ABI Bank Ltd’s broker dealer licence was reinstated on 27 April 2011.
Effective 14 October 2009, the Eastern Caribbean Securities Regulatory Commission suspended the broker dealer licence of ABI Bank Ltd pursuant to section 66 (3) of the Securities Act (No 14 of 2001) of the Laws of Antigua and Barbuda (the Act), pending the Commission’s investigation.
ABI Bank Ltd’s broker dealer licence was reinstated on 16 February 2010.
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