| Licensee Name: |
Antigua
Commercial Bank |
| Licence Number: |
AB-BD-0002-02 |
| Licensee
Address, Telephone Number,
E-mail: |
St
Mary's & Thames Streets, Antigua
Tel: 268-462-1217/1218
Fax: 268-481-4229
Email: acb@candw.ag |
| Date on which Licence was granted: |
16
April 2002 |
| Type of Securities Business Permitted by the Licence: |
Broker
Dealer |
|
| |
| NAME
& LICENCE NUMBER AND ADDRESS OF EVERY ACCREDITED PRINCIPALS: |
| Name |
Licence
Number |
| Sharon Nathaniel |
AB-PL-0009-05 |
| Peter Ashe |
AB-PL-0008-04 |
|
| |
| NAME ,
LICENCE NUMBER & ADDRESS OF EVERY ACCREDITED REPRESENTATIVE: |
| Name |
Licence
Number |
| Sharon Nathaniel |
AB-RR-0007-01 |
| Alban Bass |
AB-RR-0012-11 |
|
| |
| NAME
OF MANAGERS AND OFFICERS: |
|
| Name |
|
Mr. Gladston S. Joseph |
General Manager |
Mrs. Denise L. Armstrong |
Assistant General Manager |
| Mr. Austen Gittens |
Chief Internal Auditor |
| Mr. Jonathan Lindsay |
Manager Customer Relations |
Mr. Irvine A. Lee |
Manager, Corporate Operations |
| Ms. Arlene Edwards |
Manager, Private and Corporate |
| Dr. Austin Josiah |
Human Resource Executive |
| Mr. Eurel Hodge |
Training and Recruitment Officer |
| Mrs. Jennifer Hector |
Customer Service Officer |
| Mr. Geoffrey Simmons |
Consumer Lending Officer |
| Ms. Maria Scotland |
Audit Officer |
| Mr. Michael Robertson |
Manager of Information Systems |
| Mr. Sidlow Frank |
Network Administrator |
| Mrs. Jacqueline Hewlett |
Compliance Specialist |
| Ms. Shawn Nicholas |
Marketing and Public Relations Executive |
| Mrs. Joyanne Byers-Cornelius |
Finance and Accounting Executive |
| Ms. Sharon E. Nathaniel |
Corporate Account Executive |
|
|
|
| LOCATION
OF THE PREMISES AT WHICH RECORDS OR OTHER DOCUMENTATION OF THE LICENSED
BUSINESS ARE KEPT: |
St.
Mary's & Thames Streets
St John's, Antigua |
|
| |
| NAME
OF DIRECTORS |
| C Davidson Charles |
Chairman |
| Gordon Derrick |
Director |
| Peter Blanchard |
Director |
| Reuben Deubry |
Director |
| Darell Matthew |
Director |
| Craig Walter |
Director |
| Alincia Williams-Grant |
Director |
| Michael Roberts |
Director |
| Philip Harris |
Director |
| Mavis George |
Director |
|
| |
| NAME OF COMPANY SECRETARY |
Ms. Rhodette Browne, Legal Counsel/Company Secretary |
| DETAILS OF SUBSTANTIAL SHAREHOLDERS AND NUMBER OF SHARES HELD |
|
| DISCIPLINARY
ACTION AGAINST THE LICENSEE |
None |
| DETAILS
OF ANY SUSPENSION OR REVOCATION OF LICENCES |
None |
|