| Licensee Name: |
THE BANK OF NEVIS LTD |
| Licence Number: |
KN-BD-0001-01 |
| Licensee
Address, Telephone Number,
E-mail: |
P
O Box 450, Charlestown, Nevis
Tel: (869) 469 5564
Fax: (869) 469-5798
Email: info@thebankofnevis.com |
| Date on which Licence was granted: |
18
October 2001 |
| Type of Securities Business Permitted by the Licence: |
Broker
Dealer |
|
| |
| NAME
& LICENCE NUMBER AND ADDRESS OF EVERY ACCREDITED PRINCIPAL: |
| Name |
Licence
Number |
| Kevin Huggins |
KN-PL-0008-07 |
| Hanzel Manners |
KN-PL-0002-01 |
|
| |
| NAME ,
LICENCE NUMBER & ADDRESS OF EVERY ACCREDITED REPRESENTATIVE: |
| Name |
Licence
Number |
| Lisa Herbert |
KN-RR-0006-02 |
| Vernesia Walters |
KN-RR-0009-09 |
| Kelva Merchant |
KN-RR-0008-09 |
| Brian Carey |
KN-RR-0010-09 |
|
| |
| NAME OF MANAGERS AND OFFICERS: |
| Mr. L Everette Martin |
General Manager |
| Ms. Lisa Herbert |
Chief Financial Officer |
| Miss. Lorna Hunkins |
Operations Manager |
| Ms. Rosebud Lander-Abraham |
Internal Auditor |
| Mr. Trevor Hendrickson |
IT Manager |
| Ms. Jacqueline Mannix-Labrada |
Compliance Officer |
| Mr. Kevin Huggins |
Manager – Investment & Treasury |
| Mr. Trevor Ffrench |
Credit Risk Manager |
| Miss Patricia Lescott |
Manager Credit Administration |
| Mrs. Shirletta Byron |
Human Resource Manager |
| Mrs. Sonia Bowen-Tuckett |
Credit Card Manager |
| Ms. Aiandra Knights |
Legal Counsel |
|
| |
| LOCATION
OF THE PREMISES AT WHICH RECORDS OR OTHER DOCUMENTATION OF THE LICENSED
BUSINESS ARE KEPT: |
Bank
of Nevis Building
Main Street
Charlestown
Nevis |
|
| |
| NAME OF DIRECTORS: |
| Mr. Rawlinson Isaac |
Chairman |
| Mr. Vernel Powell |
Director |
| Mr. Richard Lupinacci |
Director |
| Dr. Telbert Glasglow |
Director |
| Mr. David Straz Jr |
Director |
| Mr. Kishu Chandiramani |
Director |
| Mr. Desmond Herbert |
Director |
| Mr. Chris Morton |
Director |
| Miss Sonya Parry |
Director |
| Mrs. Janice Daniel-Hodge |
Director |
|
| |
| NAME OF COMPANY SECRETARY |
Ms. Aiandra Knights |
| DETAILS
OF SUBSTANTIAL SHAREHOLDERS AND NUMBER OF SHARES HELD: |
David A Straz, Jr Revocable Trust: 1,369,801 shares
St. Christopher and Nevis Social Security Board: 668,302 shares
|
| DISCIPLINARY
ACTION AGAINST THE LICENSEE |
None |
| DETAILS
OF ANY SUSPENSION OR REVOCATION OF LICENCES |
None |
|
