|
Register
of Licensees 
BANK
OF ST. LUCIA
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| Licensee Name: |
Bank
of St. Lucia |
| Licence Number: |
SL-BD-0001-01 |
| Licensee
Address, Telephone Number,
E-mail: |
Financial
Centre Building, #1 Bridge Street, P O Box 1862, Castries
Tel: 758-456-6000
Fax: 758-456-6702
Email: bankofsaintlucia@candw.lc |
| Date on which Licence was granted: |
18
October 2001 |
| Type of Securities Business Permitted by the Licence: |
Broker
Dealer |
|
| |
| NAME
& LICENCE NUMBER OF PRINCIPALS: |
| Name |
Licence
Number |
| Morton-Campbell, Carla |
SL-PL-0007-06 |
| Matthews, Donna |
SL-PL-0004-03 |
| Henry,
Beverly Ann |
SL-PL-0005-05 |
|
| |
| NAME ,
LICENCE NUMBER & ADDRESS OF EVERY ACCREDITED REPRESENTATIVE: |
| Name |
Licence
Number |
| Augustin, Dianne |
SL-RR-0009-07 |
| Lamontagne,
Trevor |
SL-RR-0002-01 |
| Lawrence, Jean |
SL-RR-0005-03 |
|
| |
| NAME OF MANAGERS AND OFFICERS: |
| Name |
Position |
Norstrom, Robert |
Group Managing Director |
Browne, Esther |
General Manager - ECFH |
Charles, Joanna |
Assistant General Manager - BOSL |
Josie, Agnes |
Manager – Development Banking |
Lake, Anderson |
Senior Manager – Group Corporate Division |
Henry, Beverley |
Acting Senior Manager – Corporate Banking |
Felix, Bradley |
Branch Manager – Vieux Fort |
George, Nigel |
Senior Branch Manager |
Ferdinand, Cecilia |
Personal Banking Manager |
Sidonie, Cornelius |
Branch Manager - Soufriere |
Laurent, Cynthia |
Manager – Administration & Retail Services |
Matthew, Donna |
Senior Manager - Risk |
Gould, Dudley |
Manager - Maintenance |
Bousquet, Elizabeth |
Manager – Property Development |
Cumberbatch, Estherlita |
|
Daniel-Joseph, Helen |
Senior Manager – Branch Support |
Killam, Jenni |
Senior Manager – Human Resources, Training & Development |
Fevrier, Joy |
Senior Manager – Credit Risk |
Alexander, Malcolm |
Senior Manager - Operations |
Joseph, Marcus |
Group Financial Controller |
James, Martin |
Senior Manager – Recoveries & Securities |
Charles, Octavian |
Branch Manager – Gros Islet |
Morton-Campbell, Carla |
Manager – Investment Banking |
Cherry, Roderick |
Marketing Manager |
Laurent, Celestin |
Manager – Waterfront Branch |
|
| |
| LOCATION
OF THE PREMISES AT WHICH RECORDS OR OTHER DOCUMENTATION OF THE LICENSED
BUSINESS ARE KEPT: |
Financial
Centre Building
#1 Bridge Street
Castries |
|
| |
| NAME
OF DIRECTORS |
Victor Eudoxie
Robert Norstrom
George Leonard Lewis
Hildreth Alexander
Henry Mangal
Emma Hippolyte |
Agosta Degazon
Vern Gill
Jacqueline Quamina
Lennox Timm
E. Valentine Banks |
|
| |
| NAME OF SECRETARY |
Estherlita
Cumberbatch |
| DETAILS
OF SUBSTANTIAL SHAREHOLDERS AND NUMBER OF SHARES HELD: |
N/A |
| DISCIPLINARY
ACTION AGAINST THE LICENSEE |
N/A |
| DETAILS
OF ANY SUSPENSION OR REVOCATION OF LICENCES |
N/A |
|
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