| Licensee Name: |
National
Commercial Bank (SVG) Ltd |
| Licence Number: |
SV-BD-0001-01 |
| Licensee
Address, Telephone Number,
E-mail: |
P
O Box 880,
Cnr Bedford and Grenville Streets,
Kingstown
Tel: (784) 457-1844
Fax: (784) 456-2612
Email: natbank@caribsurf.com |
| Date on which Licence was granted: |
18
October 2001 |
| Type of Securities Business Permitted by the Licence: |
Broker
Dealer |
|
| |
| NAME
& LICENCE NUMBER OF PRINCIPALS: |
| Name |
Licence
Number |
| Ledger, Jeffrey |
SV-PL-0004-05 |
| Inniss, Keith |
SV-PL-0001-01 |
|
| |
| NAME &
LICENCE NUMBER OF EVERY ACCREDITED REPRESENTATIVE: |
| Name |
Licence
Number |
| Stephens, Rashida |
SV-RR-0004-06 |
| John, Patricia |
SV-RR-0002-03 |
|
|
|
| NAME OF MANAGERS AND OFFICERS: |
| Name |
Position |
| Hernandez, Phillip |
Chief
Executive Officer |
| Williams, Derry |
Deputy Chief Executive Officer |
| Samuel, Michele |
Chief Financial Officer |
| Inniss,
Keith |
Manager, Retail Banking |
| Hamilton, Bernard |
Manager, Credit Administration |
| Marie, Gemma |
Manager, Human Resource |
| Davis, Wendell |
Manager, Information Technology |
| Stapleton, Bennie |
Manager, Internal Audit |
| Williams, Nandi |
Corporate Secretary |
|
| |
| LOCATION
OF THE PREMISES AT WHICH RECORDS OR OTHER DOCUMENTATION OF THE LICENSED
BUSINESS ARE KEPT: |
| Cnr Bedford and Grenville Streets, Kingstown |
|
| |
| NAME
OF DIRECTORS |
| Desmond Morgan |
Chairman |
| Leopold Stoddard |
Director |
| Godwin Daniel |
Director |
| Richard Mac Leish |
Director |
| Errol Allen |
Director |
| Winston Venner |
Director |
| Evelyn Jackson |
Director |
| Edmond Jackson |
Director |
| Liley Cato |
Director |
|
| |
| NAME OF SECRETARY |
Ms. Nandi Williams |
| DISCIPLINARY
ACTION AGAINST THE LICENSEE |
N/A |
| DETAILS
OF ANY SUSPENSION OR REVOCATION OF LICENCES |
N/A |
|
