| Release
Number / Date |
Particulars |
EASTERN CARIBBEAN SECURITIES MARKET (ECSM)
CERTIFICATION PROGRAMME CONTINUES
Basseterre, Apr 18, 2008 |
The Eleventh Eastern Caribbean Securities Market Certification Programme is scheduled to take
place from 14 to 22 April 2008........ |
ECSRC Emphasises Investment Licensing Requirements
Basseterre, Mar 6, 2008 |
The Eastern Caribbean Securities Regulatory Commission has issued a notice advising that all persons soliciting or conducting....... |
Monetary Council Appoints New Commissioners
Basseterre, Oct 18, 2007 |
The Monetary Council at its 59th Meeting held on 21 July 2007, appointed three persons to serve as Commissioners to the...... |
EASTERN CARIBBEAN SECURITIES MARKET (ECSM)
CERTIFICATION PROGRAMME CONTINUES
Basseterre, May 04 , 2007 |
The tenth Eastern Caribbean Securities Market Certification Programme is scheduled to take place 14 to 23 May 2007........ |
NEW APPOINTMENTS AT THE ECSRC
Basseterre, March 05, 2007 |
The Eastern Caribbean Securities Regulatory Commission announces the following appointments: |
CIBC Makes Takeover Bid for First Caribbean Shares
Basseterre, December 29, 2006 |
FirstCaribbean International Bank Limited has announced today that, CIBC, following its acquisition of 599.4 million shares of FirstCaribbean, has made |
CIBC Acquires Majority Stake in First Caribbean International Bank
Basseterre, December 29, 2006 |
FirstCaribbean International Bank Limited has today announced that CIBC has purchased 599,401,230 shares of FirstCaribbean under the previously announced plans to acquire |
Appointment of New Secretary to the Commission
Basseterre, January 24, 2006 |
The Eastern Caribbean Securities Regulatory Commission announces the appointment of Mr Niguel Streete as Secretary to the Commission, effective 24 January 2006. Mr Streete replaces Mrs L Mignon Wade. |
ECSM Certification Workshop Series Continues
Basseterre, November 11, 2005 |
The eighth in the series of Eastern Caribbean Securities Market certification programmes is slated to get underway on 21 November 2005. |
Second Trinidad Company Receives ECSRC Broker Dealer Licence
Basseterre, June 06, 2005 |
RBTT Merchant Bank Limited has received a licence from the Eastern Caribbean Securities Regulatory Commission, (ECSRC) to operate as a broker-dealer in the Eastern Caribbean Securities Market. |
Trinidad Company Receives ECSRC Broker Dealer Licence
Basseterre, February 09, 2005 |
Caribbean Money Market Brokers (CMMB), a full-service brokerage house headquartered in Trinidad and Tobago , has received a licence from the Eastern Caribbean Securities Regulatory Commission, (ECSRC) to operate in the Eastern Caribbean Securities Market. |
ECSRC Securities Market Certification Workshop Begins
Basseterre, November 29 , 2004 |
Mr Errol Allen, Deputy Chairman of the Eastern Caribbean Securities Regulatory Commission, (ECSRC), says that corporate leaders are recognising that human capabilities and performance cannot be measured in the same way as accounting for assets, liabilities and equities or physical assets. |
ECSRC Continues Securities Market Certification Workshops
Basseterre, October 13, 2004 |
The Eastern Caribbean Securities Regulatory Commission is continuing its series of certification workshops for persons wishing to operate as investment advisors or as principals or representatives of firms in the Eastern Caribbean Securities Market. |
ECSRC Securities Market Workshop Underway
Basseterre, June 7, 2004 |
Twenty-two persons from the Eastern Caribbean Countries, Barbados, Trinidad and Jamaica are seeking to understand the fundamentals of the Eastern Caribbean Securities Market, and to equip themselves with the skills required for operating in the market. |
ECSRC
Continues Securities Market Education Programme
Basseterre,
May 4, 2004 |
The
Eastern Caribbean Securities Regulatory Commission will be
hosting the sixth in its series of certification workshops
at the ECCB Headquarters in St Kitts, from June 7-11, 2004.
-
[Download
Registration Form]
- [Download
Programme]
|
5
th ECSM Certification Workshop Underway Basseterre,
August 27, 2003 |
Twenty
participants from six ECCU member countries and Trinidad and
Tobago are in St Kitts to learn the fundamentals of operating
in the Eastern Caribbean Securities Market... |
ECSRC
Finalising Arrangements for Upcoming Certification Workshop
Basseterre,
August 27, 2003 |
The
Eastern Caribbean Securities Regulatory Commission is preparing
to host the fifth in its series of certification workshops for
prospective principals and representatives of firms wishing
to operate in the Eastern Caribbean Securities Market. The workshop,
under the theme The Fundamentals of Operating in the Eastern
Caribbean Securities Market, will take place at the ECCB Headquarters
in St Kitts, from October 20-24, 2003. |
ECSRC
Launches New Website
Basseterre, July 1, 2003 |
The
Eastern Caribbean Securities Regulatory Commission, has developed
a website through which information will be available to all
stakeholders of the Eastern Caribbean Securities Market. |
ECSRC
Issues New Broker Dealer Licence
Basseterre, April 2, 2003 |
Republic
Finance and Merchant Bank Limited (FINCOR) has received a broker
dealer licence from the ECSRC, and is now eligible to operate
in the Eastern Caribbean Securities Market... |
ECSRC
Joins International Regulatory Council
Basseterre, March 27, 2003 |
The
ECSRC was granted full membership of the Council of Securities
Regulators of the Americas (COSRA) at its recent spring meeting
held in Miami, Florida... |
4th
Securities Market Certification Workshop Opens
Basseterre, January 20, 2003 |
With
the deepening of the region's financial infrastructure, our
countries have the opportunity to become more closely integrated
with the international financial systems, and carve out new
growth opportunities geared towards maintaining sound macroeconomic
policies and adequate regulatory structures... |
| ECSRC
Invites Applications for Certification Programmes Basseterre,
December 16, 2002 |
The
ECSRC is inviting applications for its certification workshop
and examinations from persons desirous of operating as Principals
and Representatives of broker dealer firms or as Investment
Advisors, in the Eastern Caribbean Securities Market (ECSM)... |
| ECSRC
Issues Reporting Rules For Public Companies Basseterre,
St Kitts, November 14, 2002 |
In
an effort to ensure that investors have access to full information
when making investment decisions, the ECSRC has issued new reporting
and disclosure requirements for public companies... |
Securities
Registries Need to Be Licensed
Basseterre, St Kitts, November 14, 2002 |
The
Eastern Caribbean Securities Regulatory Commission has issued
a notice informing all firms or individuals operating or intending
to operate a securities registry business of the need to be
licensed by the Commission... |
ECSRC
Completes its First Year of Operation
Basseterre, St Kitts, October 17, 2002 |
Mr.
Crispin Sorhaindo, Chairman of the ECSRC, says he is satisfied
with the progress made by the Commission in its first year of
operation... |
ECSRC
Issues Reminder to Prospective Workshop Participants
Basseterre, September 17, 2002 |
The
ECSRC is reminding all persons wishing to participate in the
Eastern Caribbean Securities Market Certification Workshop and
Examination to submit applications no later than September 20,
2002... |
ECSRC
Invites Applications for Certification Programme
Basseterre, August 14, 2002 |
The
ECSRC is inviting applications for its certification workshop
and examinations from persons desirous of operating as Principals
and Representatives of broker dealer firms in the Eastern Caribbean
Securities Market. |
ECSRC
Licenses Two New Intermediaries for Securities Market
Basseterre, May 24, 2002 |
Antigua
Commercial Bank (ACB) and the St Kitts Nevis Anguilla National
Bank (SKNANB) have been licensed by the ECSRC to operate as
full service broker-dealers in the Eastern Caribbean Securities
Market. |
ECSRC
Issues Advisory
May 24, 2002 |
The
ECSRC is advising firms and individuals involved in securities
business in the Eastern Caribbean Currency Union of the need
to be licensed by the Commission. |
Securities
Registries Need to Be Licensed
Basseterre, November 13, 2002 |
The
ECSRC has issued a notice informing all firms or individuals
operating or intending to operate a securities registry business
of the need to be licensed by the Commission. |
ECSRC
Commissioners to Meet
Basseterre, January 28, 2002 |
Commissioners
of the ECSRC are scheduled to meet on Friday, February 1, 2002,
to review applications for broker dealer licences and to consider
other issues related to the conduct of business on the ECSE.
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