East Caribbean Securities Regulatory Commission:

Contact Person:

Dave Dookie

Licensee Address:

First Citizens Investment Services Limited
17 Wainwright Street
St. Clair
Trinidad and Tobago

Mailing Address:

Trinidad and Tobago

Telephone Number:

868-622-3247 ext 5960

Telephone Number 2:

Mobile Number:

Fax Number:

868-627-5496

Email Address:

dave.dookie@firstcitizenstt.com

Email Address 2:

Type of Securities Business Permitted by the Licence:

Individual : Principal

Details of any suspension or revocation of licenses:

Effective

30 October 2017

– Principal Licence Number

TT-PL-0020-15

granted to

Mr. Dave Dookie

, who was accredited to First Citizens Investments Services Ltd., is hereby revoked.

This revocation is pursuant to Sections 65 (1) (f) of the

Securities Act Chapter S13 of Anguilla

; Sections 66 (1) (f) of the

Securities Act No. 14 of 2001 of Antigua and Barbuda

; Sections 66 (1) (f) of the

Securities Act No. 21 of 2001 of the Commonwealth of Dominica;

Sections 66 (1) (f) of the

Securities Act No. 23 of 2001 of Grenada

; Sections 66 (1) (f) of the

Securities Act Chapter 11.01 of Montserrat;

Sections 66 (1) (f) of the

Securities Act Chapter 21.16 of St Kitts and Nevis

; Sections 66 (1) (f) of the

Securities Act Chapter 12.18 of Saint Lucia

; and Sections 66 (1) (f) of the

Securities Act Chapter 261 of St Vincent and the Grenadines

.

Mr. Dookie ceased to carry on the business of a Principal in the Eastern Caribbean Securities Market.

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First Citizens Investment Services Limited

Individual : Principal

NOTES:

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