The mandate of the ECSRC is the protection of investors in securities through the implementation of the provisions of the Securities Act and Regulations made under the Act, as well as the development of a regional securities market in the territories comprising the Eastern Caribbean Currency Union.
The public is hereby notified that effective 30 August 2018, the Eastern Caribbean Securities Regulatory Commission revoked the Principal Licence Number SL-PL-0012-16 of Arletta Huntley-Wells who was accredited to the broker-dealer operations of First Citizens Investment Services Limited.
The Eastern Caribbean Securities Regulatory Commission (“the Commission”) is proposing to issue revised versions of the Securities (Registration Statement) Rules 2015 and the Securities (Accounting and Financial Reports) Rules 2015, to the Eastern Caribbean Securities Market.
The public is hereby notified that effective 13 August 2018, the Eastern Caribbean Securities Regulatory Commission (ECSRC) revoked the Broker-Dealer Licence (No. BB-BD-0001-09) of FirstCaribbean International Trust and Merchant Bank (Barbados) Limited. This decision was taken at the company’s request as it ceased to hold itself out as carrying on the business of a licensed broker-dealer in the Eastern Caribbean Securities Market (ECSM).
In keeping with its mandate to promote a fair, efficient and transparent securities market, the ECSRC has developed a revised policy for the electronic delivery of documents that are required to be filed with the Commission. This policy is also consistent with the relevant provisions of the Electronic Transactions Act of each of the ECCU Member Territories.
The Eastern Caribbean Securities Regulatory Commission (“the Commission”) in its capacity as regional regulator of the Eastern Caribbean Securities Market (ECSM) has issued the Securities Bill 2018, (the “Bill”) for public consultation. This Bill will repeal and replace the Securities Act 2001.
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The Eastern Caribbean Securities Regulatory Commission (ECSRC) is the regulatory body that administers the securities legislation governing securities business in the Eastern Caribbean Currency Union.
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