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Public Consultation on Draft Revised ECSRC Reporting Rules

Fri, Aug 17th,2018. By ECSRC

The Eastern Caribbean Securities Regulatory Commission (“the Commission”) is proposing to issue revised versions of the Securities (Registration Statement) Rules 2015 and the Securities (Accounting and Financial Reports) Rules 2015, to the Eastern Caribbean Securities Market.


Public Consultation on Draft Securities Act 2018

Wed, Jul 25th,2018. By ECSRC

The Eastern Caribbean Securities Regulatory Commission (“the Commission”) in its capacity as regional regulator of the Eastern Caribbean Securities Market (ECSM) has issued the Securities Bill 2018, (the “Bill”) for public consultation.  This Bill will repeal and replace the Securities Act 2001.


Register for the 19th ECSM Certification Programme Workshop & Examination

Mon, Jun 18th,2018. By ECSRC

The Eastern Caribbean Securities Regulatory Commission (ECSRC) in collaboration with the Eastern Caribbean Securities Exchange (ECSE) will be hosting the 19th Eastern Caribbean Securities Market (ECSM) Certification Programme Workshop and Examination (ECPE) from 3 - 14 September 2018.


Revocation of Broker-Dealer Licence of RBC Merchant Bank (Caribbean) Ltd

Fri, May 4th,2018. By The ECSRC

The public is hereby notified that effective 3 May 2018, the Eastern Caribbean Securities Regulatory Commission (ECSRC) has revoked the broker-dealer licence (No. TT-BD-0006-11) of RBC Merchant Bank (Caribbean) Limited, as the company has ceased to hold itself out as carrying on the business of a licensed broker-dealer in the Eastern Caribbean Securities Market (ECSM).


ECSRC Recognises Retiring Commissioner

Wed, Dec 13th,2017. By A Faisal

The Eastern Caribbean Securities Regulatory Commission (ECSRC) recognises the service of Ambrose M J Sylvester, outgoing Commissioner of the ECSRC.


 

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