East Caribbean Securities Regulatory Commission:

Contact Person:

Mr Medford Francis

Issuer Name:

Bank of Saint Lucia Ltd

Issuer Address:

2nd Floor, Financial Centre Building
No. 1 Bridge Street
Castries
Saint Lucia

Mailing Address:

P O Box 1862
Castries
Saint Lucia

Telephone Number:

1-758-456-6000

Telephone Number 2:

Mobile Number:

Fax Number:

1-758-456-6190

Email Address:

info@bankofsaintlucia.com

Email Address 2:

Date of Incorporation:

05 October, 2016

Place of Incorporation:

Saint Lucia

Company/Corporate Secretary

Mrs Estherlita Cumberbatch

Financial Year End

REGULATORY ACTION

SENIOR MANAGERS AND OFFICERS:

Dr Bernard La Corbiniere, Managing Director
Mr Baldwin Taylor, Senoir Manager - Retail Banking
Ms Cecilia Ferdinand, Senior Manager - Credit Administration
Ms Cynthia Laurent, Senior Manager - Operations
Mrs Estherlita Cumberbatch, Corporate Secretary
Ms Joanna Charles, Deputy Managing Director (Ag)
Mrs Ketha Auguste, Chief Financial Officer
Mr Lyndon Arnold, Senior Manager - Information Management & Technology Services
Mr Medford Francis, Senior Manager - Investment Banking Services
Ms Melissa Simon, Senior Manager - Internal Audit
Mrs Minelva Oculien-Moses, Senior Manager - Human Resources
Ms Shanta Louis, Senior Manager - Risk & Compliance

NAME OF DIRECTORS:

Mrs Jacqueline Emmanuel-Flood
Mr Marcus Joseph
Mr Martin Dorville
Mr Trevor Louisy
Mr Andre Chastanet
Mr Farid Antar
Mr John Tang Nian
Mr Llewellyn Gill
Mr Omar Davis

DETAILS OF SUBSTANTIAL SHAREHOLDERS AND NUMBER OF SHARES HELD

SHAREHOLDING:

1,478,875 Common Shares

DIRECTIVES ISSUED TO THE COMPANY:

NOTES:

ECSRC NOTICE