The Office of the Secretariat of the Eastern Caribbean Securities Regulatory Commission is now open for normal operations from Tuesday to Thursday each week from 8:00 am to 4:00 pm.
We continue to work remotely on Monday and Friday each week. You may contact us via email at firstname.lastname@example.org or telephone 1 (869) 465-2537.
Thank you for your continued patience and cooperation.X
It is a legal requirement that a Broker Dealer, Limited Service Broker Dealer and Investment Adviser, in the case of a company, must employ at least one individual who is licensed as a Principal.