The 27th Eastern Caribbean Securities Market (ECSM) Certification Program Workshop and Examination will be held from 5th Novermber to 15th November 2024. The objective of the programme is to familiarise participants with the principles and operations of the ECSM; and to prepare prospective market participants for the ECSM Certification Examination. Please click here to learn more and to register to participate in the Programme.
Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.
It is a legal requirement that a Broker Dealer, Limited Service Broker Dealer and Investment Adviser, in the case of a company, must employ at least one individual who is licensed as a Principal.