SRO : Self Regulatory Organisations

Self-Regulatory Organizations are institutions possessing statutory responsibility to regulate their members through the adoption and enforcement of rules governing fair, ethical and efficient practices.  

The following institutions may become licensed as Self-Regulatory Organisations under the Securities Act:
(1) Exchanges
(2) Broker - Dealer Associations;
(3) Depositories;
(4) Independent Share Registrars; and
(5) Investment Funds Associations