NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

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Individual : Principal

Principal is construed in accordance with the definition provided under PART IV of the Securities Act.
A principal is generally an individual who is actively involved in the management and daily supervision of the business (for example trading, operational, sales, compliance and staff) of a Broker Dealer, Limited Service Broker or an Investment Adviser that is a company.

Aaron Logie
Email: alogie@grenadaco-opbank.com
Accreditation: Grenada Co-operative Bank Ltd
License Number
GR-PL-0002-15
Effective Date
28/09/2015
Monifa Latham
Email: mlatham@bosvg.com
Accreditation: Bank of St Vincent and the Grenadines
License Number
SV-PL-0005-10
Effective Date
26/11/2010
Anthony Galloway
Email: anthonyg@sknanb.com
Accreditation: St Kitts-Nevis-Anguilla National Bank Limited
License Number
KN-PL-0004-01
Effective Date
16/04/2002
Lawrence Jean
Email: Lawrence.Jean@bankofsaintlucia.com
Accreditation: Bank of Saint Lucia Ltd
License Number
SL-PL-0011-15
Effective Date
20/12/2016
Heather Titus
Email: Heather.Titus@cibccaribbean.com
Accreditation: FirstCaribbean International Trust and Merchant Bank (Barbados) Limited
License Number
TT-PL-0003-03
Effective Date
15/01/2019
Medford Francis
Email: Medford.Francis@bankofsaintlucia.com
Accreditation: Bank of Saint Lucia Ltd
License Number
SL-PL-0010-15
Effective Date
20/12/2016
Omar Burch-Smith
Email: OBurch-Smith@ttutc.com
Accreditation:
License Number
SL-PL-0013-17
Effective Date
31/12/1969
Temelia Providence
Email: temelia@gmail.com
Accreditation:
License Number
SV-PL-0006-17
Effective Date
19/10/2017
Allana Joseph
Email: ajoseph@grenadaco-opbank.com
Accreditation: Grenada Co-operative Bank Limited
License Number
GR-PL-0003-17
Effective Date
19/10/2017
Kishel Francis
Email: kfrancis@grenadaco-opbank.com
Accreditation: Grenada Co-operative Bank Limited
License Number
GR-PL-0004-24
Effective Date
04/04/2024
Laurent Hadley
Email: lhadley@bosvg.com
Accreditation: Bank of St Vincent and the Grenadines Ltd
License Number
SV-PL-0007-17
Effective Date
20/11/2017
Norlann Gabriel
Email: norlann.gabriel@firstcitizenstt.com
Accreditation: First Citizens Investment Services Ltd. Trinidad
License Number
SL-PL-0004-16
Effective Date
02/01/2020
Petronella Crooke
Email: petronellac@sknanb.com
Accreditation: St Kitts-Nevis-Anguilla National Bank Limited
License Number
KN-PL-0013-19
Effective Date
27/03/2019
Felicia Hill
Email: hillcomspec@gmail.com
Accreditation: National Investment Company Ltd
License Number
DM-PL-0007-25
Effective Date
06/06/2025
Margaret Cox
Email: Margaret.cox@firstcitizensslu.com
Accreditation: First Citizens Investment Services Ltd.
License Number
SL-PL-0015-21
Effective Date
26/03/2021
Victoria Crooks
Email: vcrooks@sheppard.tt
Accreditation: Sheppard Investment Services Limited
License Number
SL-PL-0016-22
Effective Date
04/04/2022
Nicholas Neckles
Email: Nicholas_Neckles@Sagicor.com
Accreditation: Sagicor Asset Management Inc
License Number
SL-PL-0019-25
Effective Date
08/04/2025
Sheena Regis
Email: sheena@becklesandregis.com
Accreditation: Beckles and Regis Consultancy
License Number
KN-PL-0016-23
Effective Date
30/06/2023
Monique Pogson
Email: mpogson@thebankofnevis.com
Accreditation: The Bank of Nevis Limited
License Number
KN-PL-0012-17
Effective Date
02/12/2024
Kimala Swanston
Email: kswanston@thebankofnevis.com
Accreditation: The Bank of Nevis Limited
License Number
KN-PL-0017-23
Effective Date
13/07/2023
Justin Skeete
Email: jskeete@echmb.com
Accreditation:
License Number
KN-RR-0016-23
Effective Date
30/03/2023
Natika Adams
Email: natika.adams@firstcitizenssvg.com
Accreditation: First Citizens Investment Services Ltd, St Vincent
License Number
SV-PL-0009-23
Effective Date
13/11/2023
Peter Ashe
Email: pnashe@acbonline.com
Accreditation: Antigua Commercial Bank Limited trading as ACB Caribbean
License Number
AB-PL-0010-24
Effective Date
08/02/2024
Gale Cumberbatch
Email: gale.cumberbatch@firstcitizensslu.com
Accreditation: First Citizens Investment Services Ltd. Saint Lucia
License Number
SL-PL-0017-24
Effective Date
31/01/2024
Joyanne Byers
Email: jbyers@acbonline.com
Accreditation: ACB Caribbean
License Number
AB-PL-0012-25
Effective Date
28/11/2025
Renee Charles
Email: rcharles@acbcaribbean.com
Accreditation: ACB Caribbean
License Number
AB-PL-0011-25
Effective Date
28/11/2025
Felicia Hill
Email: hillcomspec@gmail.com
Accreditation: National Investment Company Ltd
License Number
DM-PL-0007-25
Effective Date
06/06/2025
Cedric Charles
Email: Cedric.Charles@bankofsaintlucia.com
Accreditation: National Investment Corporation Ltd.
License Number
DM-PL-0007-25
Effective Date
06/06/2025
Norlann Gabriel
Email: norlann.gabriel+2@firstcitizenstt.com
Accreditation: First Citizens Investment Services Ltd. Trinidad
License Number
SL-PL-0004-16
Effective Date
25/03/2019
Lawrence Jean
Email: Lawrence.Jean@bankofsaintlucia.com
Accreditation:
License Number
SL-PL-0011-15
Effective Date
20/12/2016
Frank Turzanski
Email: frank@oceanicwealth.ai
Accreditation:
License Number
AG-PL-0005-26
Effective Date
18/08/2026
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