NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

Source

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Sheppard Investment Services Limited

Broker Dealer

Contact Person:
Victoria Crooks
Licensee Address:
Bella Rosa Road
Gros Islet
Saint Lucia
Mailing Address:
Gros Islet
Saint Lucia
Telephone Number:

Telephone Number 2:

Mobile Number:

Fax Number:

Email Address:
sisl@sheppard.tt
Email Address 2:
Type of Securities Business Permitted by the Licence:
Broker Dealer
Details of any suspension or revocation of licenses:
Disciplinary action against the licensee:

NAME & LICENCE NUMBER OF PRINCIPALS:

Name:
Victoria Crooks
Licence Number:
SL-PL-0016-22

NAME AND LICENCE NUMBER OF REPRESENTATIVES:

Name:
Joshann Charles
Licence Number:
SL-RR-0020-21
Name:
Kaffi Leggard
Licence Number:
TT-RR-0029-24

LICENCE CONDITIONS:

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