NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

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Sheppard Investment Services Limited

Broker Dealer

Contact Person:
Victoria Crooks
Licensee Address:
Bella Rosa Road
Gros Islet
Saint Lucia
Mailing Address:
Gros Islet
Saint Lucia
Telephone Number:

Telephone Number 2:

Mobile Number:

Fax Number:

Email Address:
sisl@sheppard.tt
Email Address 2:
Type of Securities Business Permitted by the Licence:
Broker Dealer
Details of any suspension or revocation of licenses:
Disciplinary action against the licensee:

LICENCE CONDITIONS:

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