NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

Source

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Sagicor Asset Management Inc

Broker Dealer

Contact Person:
Nicholas Neckles
Licensee Address:
Sagicor Financial Centre
Choc Estate
Castries
Saint Lucia
Mailing Address:
Saint Lucia
Telephone Number:
1246.467.5176
Telephone Number 2:

Mobile Number:

Fax Number:

Email Address:
Nicholas_Neckles@Sagicor.com
Email Address 2:
Type of Securities Business Permitted by the Licence:
Broker Dealer
Details of any suspension or revocation of licenses:
Disciplinary action against the licensee:

NAME & LICENCE NUMBER OF PRINCIPALS:

Name:
Nicholas Neckles
Licence Number:
SL-PL-0019-25

NAME AND LICENCE NUMBER OF REPRESENTATIVES:

Name:
Lesley Greaves
Licence Number:
SL-RR-0031-25
Name:
Rebie Cumberbatch
Licence Number:
SL-RR-0036-26

LICENCE CONDITIONS:

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