NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

Source

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National Investment Corporation Ltd

Broker Dealer

Contact Person:
Cedric Charles
Licensee Address:
64 Hillsborough Street
Roseau
Dominica
Mailing Address:
Dominica
Telephone Number:
(767) 255-1830
Telephone Number 2:

Mobile Number:

Fax Number:

Email Address:
cgcharles@nbd.dm
Email Address 2:
Type of Securities Business Permitted by the Licence:
Broker Dealer
Details of any suspension or revocation of licenses:
Disciplinary action against the licensee:

NAME & LICENCE NUMBER OF PRINCIPALS:

Name:
Cedric Charles
Licence Number:
DM-PL-0007-25

NAME AND LICENCE NUMBER OF REPRESENTATIVES:

Name:
Fidelle Moreau
Licence Number:
DM-RR-0010-25

LICENCE CONDITIONS:

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