ECSM Certification

 

The 28th Eastern Caribbean Securities Market (ECSM) Certification Program Workshop and Examination will be held from the 22nd to the 29th of July and the 8th of August to the 12th of August 2025. The objective of the programme is to familiarise participants with the principles and operations of the ECSM; and to prepare prospective market participants for the ECSM Certification Examination. Click on the link to download registration form.

Download the Registration Form X

NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

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About The ECSRC

Learn all about what we do and more...

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What is the ECSRC?

Powers and Functions
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Commissioners

ECSRC Secretariat

Contact Us

Legal & Privacy Statements

Regulatory Sandbox

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FinTech Regulatory Sandbox

Regulatory Sandbox Participants

Regulatory Sandbox FAQs

Regulatory Sandbox News
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Crowdfunding Sandbox

Regulatory Framework

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Acts and Regulations
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Rules
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Policies

Guidelines and Guidance Notes

Orders

Proposed/Enacted Legislation & Rules

Crowdfunding Framework

Get Involved

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Prospective Licensee

Issuing Securities on the ECSM

Frequently Asked Questions

Investor Centre

Learn how to make informed choices...


Investor Education

Tips, Tools & Quizzes

List of Financial Terms

Investment / Financial Fraud

Complaint Procedures

Complaint Form

List of Issuers / Registered Companies
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Register of Licensees
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Related Links

ECSIN

The Eastern Caribbean Securities Information Network

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ECSIN Home Page
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Login
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ECSIN FAQ´s

Publications

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Quarterly Newsletter

Annual Reports

Statistics

Videos

Media Centre


Latest News / Press Releases
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Archived News
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Market Warnings / Notices / Advisories
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Photo Gallery
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Events

Contact Us

Present Commissioners

The decision makers and a little about their background

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Mrs Lucia Livingston
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Dr Vincent Richards
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Mr Isaac Anthony
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Mr John Venner
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Mrs Linda Dolland

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SRO : Self Regulatory Organisat

Secretariat

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Alousia Faisal
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Suzy St Brice
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Avonis Daniel
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Verline Damisse
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Francine Felicien
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Jeville John
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Samantha Lewis

Licensing Requirements

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ECSM Licensing Policy
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Broker Dealer Licence
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Limited Service Broker Licence
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Custodian Licence
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Investment Advisor Licence
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Principal Licence
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ECSM Certification Workshop and Examination-old

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Investment Funds Act

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Address

Eastern Caribbean Securities Regulatory Commission (ECSRC)
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ECCB Campus
P.O. Box 1855
Basseterre
St. Kitts

Contact Details

Tel: (869) 465-2537 Ext. 3279

Email: info@ecsrconline.org

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