NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

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Individual : Representatives

Individual : Representatives

It is a legal requirement that a Broker Dealer, Limited Service Broker Dealer and Investment Adviser, in the case of a company, must employ at least one individual who is licensed as a Representative.

Patricia John
Email: pjohn@bosvg.com
Accreditation: Bank of St Vincent and the Grenadines
License Number
SV-RR-0002-10
Effective Date
26/11/2010
Marlene Nisbett
Email: marleneg@sknanb.com
Accreditation: St Kitts-Nevis-Anguilla National Bank Limited
License Number
KN-RR-0002-01
Effective Date
14/06/2002
Angelica Lewis
Email: angelical@sknanb.com
Accreditation: St Kitts-Nevis-Anguilla National Bank Limited
License Number
KN-RR-0011-10
Effective Date
27/08/2010
Samuel Agiste
Email: samuel.agiste@gmail.com
License Number
SL-RR-0010-10
Effective Date
30/09/2020
Shaka St. Ange
Email: shakastange@gmail.com
License Number
SL-RR-0014-13
Effective Date
01/07/2020
Deesha Lewis
Email: DeeshaL@boslfundmanagementcompany.com
License Number
SL-RR-0013-11
Effective Date
28/06/2024
Chez Quow
Email: cquow@bosvg.com
Accreditation: Bank of St Vincent and the Grenadines Ltd
License Number
SV-RR-0009-14
Effective Date
22/07/2014
Denicia Small
Email: dsmall@thebankofnevis.com
Accreditation: The Bank of Nevis Ltd
License Number
KN-RR-0013-17
Effective Date
30/10/2017
Mervin Simeon
Email: MervinS@boslfundmanagementcompany.com
License Number
SL-RR-0017-17
Effective Date
28/06/2024
Greg Ferreira
Email: Greg.Ferreira@firstcitizenstt.com
Accreditation: First Citizens Investment Services, Trinidad and Tobago
License Number
TT-RR-0027-18
Effective Date
31/01/2018
Maurice Horne Jr.
Email: mauricehornejr@gmail.com
License Number
SVG-RR-0010-18
Effective Date
26/11/2019
Shaiiede Kallicharran
Email: ShaiiedeK@boslfundmanagementcompany.com
License Number
SL-RR-0018-20
Effective Date
28/06/2024
Gavery David
Email: email+1@email.com
Accreditation: First Citizens Investment Services Ltd.
License Number
SV-RR-0011-20
Effective Date
07/12/2020
Laurian Modeste
Email: email+4@email.com
Accreditation: Grenada Co-operative Bank Ltd
License Number
GR-RR-0008-20
Effective Date
29/04/2020
Joshann Charles
Email: email+1@email.com
Accreditation: Sheppard Investment Services Limited
License Number
SL-RR-0020-21
Effective Date
01/10/2021
Tabisha Joseph
Email: email+2@email.com
Accreditation: Bank of Saint Vincent and the Grenadines
License Number
SV-RR-0012-21
Effective Date
30/07/2021
Adrian Nuzum
Email: email+3@email.com
Accreditation: Sheppard Investment Services Limited
License Number
SL-RR-0021-22
Effective Date
04/04/2022
Nicholas Neckles
Email: Nicholas_Neckles@Sagicor.com
Accreditation: Sagicor Asset Management Inc
License Number
BD-RR-0005-22
Effective Date
13/10/2022
Yasmane Elfridge
Email: Yasmane.Elfridge@bankofsaintlucia.com
Accreditation: Bank of Saint Lucia Ltd
License Number
SL-RR-0022-22
Effective Date
29/09/2022
Ava Beckles
Email: ava@becklesandregis.com
Accreditation: Beckles and Regis Consultancy
License Number
KN-RR-0017-23
Effective Date
30/06/2023
Dominic Mauricette
Email: dominic.mauricette@firstcitizensslu.com
Accreditation: First Citizens Investment Services Ltd SLU
License Number
SL-RR-0025-23
Effective Date
03/02/2023
Nayeebah St.Prix
Email: nayeebah.stprix@firstcitizensslu.com
Accreditation: First Citizens Investment Services Ltd SLU
License Number
SL-RR-0024-23
Effective Date
03/02/2023
Justin Skeete
Email: jskeete@echmb.com
License Number
KN-RR-0016-23
Effective Date
30/03/2023
Michelle Casseau-Felicien
Email: michelle.felicien@firstcitizensslu.com
Accreditation: First Citizens Investment Services Ltd, Saint Lucia
License Number
SL-RR-0026-23
Effective Date
13/11/2023
Alma Richardson
Email: alma.richardson@firstcitizenssvg.com
Accreditation: First Citizens Investment Services Ltd
License Number
SV-RR-0014-24
Effective Date
31/01/2024
Sharon Nathaniel
Email: snathaniel@acbonline.com
Accreditation: Antigua Commercial Bank Limited trading as ACB Caribbean
License Number
AB-RR-0014-24
Effective Date
08/02/2024
Paul Jenkins
Email: Paul.Jenkins@cibcfcib.com
Accreditation: First Caribbean International Bank
License Number
BD-RR-0006-23
Effective Date
01/06/2023
Vonlyn Pope
Email: vpope@grenadaco-opbank.com
Accreditation: Grenada Cooperative Bank Ltd
License Number
GR-RR-0010-22
Effective Date
23/11/2022
Aquila Pierre
Email: apierre@grenadaco-opbank.com
Accreditation: Grenada Cooperative Bank Ltd
License Number
GR-RR-0009-22
Effective Date
23/11/2022
Trecia Anne Henry
Email: treciaanne.henry@firstcitizensslu.com
Accreditation: First Citizens Investment Services Limited
License Number
SL-RR-0027-24
Effective Date
28/06/2024
Damien Christopher
Email: damienchristopher@gmail.com
License Number
AB-RR-0015-24
Effective Date
09/05/2024
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