TIP:
To make an effective complaint learn more.
TIP:
In the Eastern Caribbean Currency Union there are laws which provide legal recourse if you were defrauded in a securities trans...
TIP:
If an investment guarantees an incredibly high return it is likely to be a scam. Seek guidance from a trained licensed individu...
TIP:
If you habitually spend less than you earn this may signal that you have funds to put towards investment. Learn more.
NEWS:
The Eastern Caribbean Securities Regulatory Commission (The Commission/The ECSRC) reminds prospective issuers seeking to offer ...
NEWS:
NOTICE OF SHAREHOLDERS MEETING Thursday, 20th June 2024 at 11.00 a.m. Dear Shareholders Notice is hereby given that...
NEWS:
Online harm can take many forms, encompassing, for example, the inappropriate online promotion of risky investments, misleading...
NEWS:
This WARNING is issued by the Eastern Caribbean Securities Regulatory Commission (“the Commission/ECSRC”) pursuant ...
NEWS:
Crowdfunding: the ECSRC invites MSMEs and investors interested in crowdfunding to register for a series of free awareness-...
NEWS:
At its 75th Meeting held on 26 November 2019, the Commission unanimously agreed to adopt administrative procedures for the noti...
NEWS:
In accordance with Article 29(1) of the Eastern Caribbean Securities Regulatory Commission Agreement 2000, I have the honour to...
NEWS:
Globally, virtual currencies are becoming increasingly popular as a means to conduct traditional business in the financial and ...
NEWS:
The public is hereby notified that effective 3 May 2018, the Eastern Caribbean Securities Regulatory Commission (ECSRC) has rev...
NEWS:
Compliance and Internal Control Guidelines for Entities Licensed under the Securities Act
Annualize:
Annualize means to convert a rate of return from a periodic basis to on an annual basis.
Asset:
An asset means anything having commercial or exchange value that is owned by a business, institution, or individual. Financial ...
Bond:
A bond is an interest bearing or discounted government or corporate debt security that obligates the issuer (corporate or gover...
Capital Gain:
Capital Gain refers to the increase in the value of a financial asset.

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Guidance Note

ECSRC Guidance Note #1 - [Public Issue of Securities by Private Companies]

ECSRC Guidance Note #3 - [Collective Investment Schemes Operating in the Capital Markets of the Eastern Caribbean Currency Union]

ECSRC Guidance Note #4 - [Public Offering of Securities: Guidance On The Exemption From Prospectus Requirements]

ECSRC Consultation Paper - ECSRC Market Guidelines No 1 of 2016 (Interim Guidelines for Repurchase Agreements)

http://www.ecsrc.com///img/source/ECSRC Consultation Paper - ECSRC Market Guidelines No 1 of 2016 (Interim Guidelines for Repurchase Agreements).pdf

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Guidance Note

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