Advisories: Suspensions & Revocations

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Revocation of Broker-Dealer Licence: FirstCaribbean International Trust and Merchant Bank (Barbados) Ltd

Thu, Aug 16th,2018. By A Daniel

The public is hereby notified that effective 13 August 2018, the Eastern Caribbean Securities Regulatory Commission (ECSRC) revoked the Broker-Dealer Licence (No. BB-BD-0001-09) of FirstCaribbean International Trust and Merchant Bank (Barbados) Limited. This decision was taken at the company’s request as it ceased to hold itself out as carrying on the business of a licensed broker-dealer in the Eastern Caribbean Securities Market (ECSM).


Revocation of Representative Licence - Keisha Greenidge, Grenada Co-operative Bank Ltd

Thu, May 10th,2018. By A Daniel

Effective 3 May 2018, the Eastern Caribbean Securities Regulatory Commission has revoked the Representative Licence (Number GR-RR-0006-15) of Ms Keisha Greenidge.


Revocation of Broker-Dealer Licence of RBC Merchant Bank (Caribbean) Ltd

Fri, May 4th,2018. By The ECSRC

Effective 3 May 2018, the Eastern Caribbean Securities Regulatory Commission (ECSRC) has revoked the broker-dealer licence (No. TT-BD-0006-11) of RBC Merchant Bank (Caribbean) Limited.


Revocation of Principal Licence - Andrew Boissiere, RBC Merchant Bank (Caribbean) Ltd

Fri, May 4th,2018. By A Daniel

Effective 3 May 2018, Principal Licence Number TT-PL-0021-16 granted to Mr Andrew Boissiere is hereby revoked.


Revocation of Representative Licence - Ameen Ho Sing Loy, RBC Merchant Bank (Caribbean) Ltd

Fri, May 4th,2018. By A Daniel

Effective 3 May 2018, the Eastern Caribbean Securities Regulatory Commission has revoked the Representative Licence (Number TT-RR-0019-11) of Mr Ameen Ho Sing Loy.


 

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