ECSRC NOTICE

 

The Office of the Secretariat of the Eastern Caribbean Securities Regulatory Commission is now open for normal operations from Tuesday to Thursday each week from 8:00 am to 4:00 pm.

We continue to work remotely on Monday and Friday each week. You may contact us via email at info@ecsrconline.com or telephone 1 (869) 465-2537.

Thank you for your continued patience and cooperation.

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Broker Dealer

Broker Dealer

First Citizens Investment Services Ltd, Saint Lucia
Omar Burch-Smith
Address
John Compton Highway
San Souci
Castries
License Number
SL-BD-0004-11
Effective Date
07/12/2010
First Citizens Investment Services Ltd, Trinidad & Tobago
Richard Look Kin
Address
17 Wainwright Street
St Clair
Port of Spain
License Number
TT-BD-0005-12
Effective Date
03/12/2012
Grenada Co-operative Bank Ltd
Richard Duncan
Address
No 8 Church Street
St George's
License Number
GR-BD-0002-15
Effective Date
28/09/2015
The Bank of Nevis Limited
L. Everette Martin
Address
Main Street
Charlestown
License Number
KN-BD-0001-01
Effective Date
17/10/2001
St Kitts-Nevis-Anguilla National Bank Ltd
Donald Thompson
Address
Central Street
Basseterre
License Number
KN-BD-0002-02
Effective Date
16/04/2002
Bank of St Vincent and the Grenadines Ltd
Derry Williams
Address
Reigate
Granby Street
Kingstown
License Number
SV-BD-0001-10
Effective Date
26/11/2010
Bank of Saint Lucia Ltd
Mr Medford Francis
Address
2nd Floor, Financial Centre Building
No. 1 Bridge Street
Castries
License Number
SL-BD-0006-16
Effective Date
20/12/2016
First Citizens Investment Services Ltd, St Vincent
Temelia Providence
Address
Sprott Bros. Plaza
Bay Street
Kingstown
License Number
SV-BD-0002-19
Effective Date
25/03/2019
FirstCaribbean International Bank (Barbados) Ltd
Cheryl Wood
Address
Michael Mansoor Building
Warrens
St Michael, BB 22026
License Number
BB-BD-0001-09
Effective Date
15/01/2019
Sagicor Asset Management Inc
Michael Millar
Address
Sagicor Financial Centre
Choc Estate
Castries
License Number
SL-BD-0008-22
Effective Date
13/10/2022
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