NOTICE OF FINE

 

Notice is hereby given that cable and wireless (St Kitts and Nevis) ltd is fined the sum of $100,000.00 for breach of the securities (continuing disclosure obligations of issuers) regulations of the securities act cap. 21.16.

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Broker Dealer

Broker Dealer

First Citizens Investment Services Ltd, Saint Lucia
Margaret Cox
Address
John Compton Highway
San Souci
Castries
License Number
SL-BD-0004-11
Effective Date
07/12/2010
First Citizens Investment Services Limited, Trinidad & Tobago
Norlann Gabriel
Address
17 Wainwright Street
St Clair
Port of Spain
License Number
TT-BD-0005-12
Effective Date
03/12/2012
Grenada Co-operative Bank Ltd
Aaron Logie
Address
No 8 Church Street
St George's
License Number
GR-BD-0002-15
Effective Date
28/09/2015
The Bank of Nevis Limited
Kimala Swanston
Address
Main Street
Charlestown
License Number
KN-BD-0001-01
Effective Date
17/10/2001
St Kitts-Nevis-Anguilla National Bank Ltd
A. Anthony Galloway
Address
Central Street
Basseterre
License Number
KN-BD-0002-02
Effective Date
16/04/2002
Bank of St Vincent and the Grenadines Ltd
Laurent Hadley
Address
Reigate
Granby Street
Kingstown
License Number
SV-BD-0001-10
Effective Date
26/11/2010
Bank of Saint Lucia Ltd
Mr Medford Francis
Address
2nd Floor, Financial Centre Building
No. 1 Bridge Street
Castries
License Number
SL-BD-0006-16
Effective Date
20/12/2016
First Citizens Investment Services Ltd, St Vincent
Natika Adams
Address
2nd Floor Lewis Pharmacy Building,
Corner of James and Middle Streets,
Kingstown,
License Number
SV-BD-0002-19
Effective Date
25/03/2019
FirstCaribbean International Bank (Barbados) Ltd
Heather Titus
Address
Michael Mansoor Building
Warrens
St Michael, BB 22026
License Number
BB-BD-0002-19
Effective Date
15/01/2019
Sagicor Asset Management Inc
Nicholas Neckles
Address
Sagicor Financial Centre
Choc Estate
Castries
License Number
SL-BD-0008-22
Effective Date
13/10/2022
Antigua Commercial Bank Limited trading as ACB Caribbean
Peter Ashe
Address
Thames & St Mary’s Streets
St Johns
License Number
AB-BD-0001-24
Effective Date
08/02/2024
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