Register of Licensees

Name
Broker Dealer / Limited Service Broker Dealer  Learn more..
  First Citizens Investment Services Ltd, St Lucia  SL-BD-0004-11  Issued - 2005-08-07  View  
  First Citizens Investment Services Ltd. Trinidad & Tobago  TT-BD-0005-12  Issued - 2005-01-17  View  
  Grenada Co-operative Bank Ltd  GR-BD-0002-15  Issued - 2015-09-28  View  
  Bank of Nevis Ltd  KN-BD-0001-01  Issued - 2001-10-18  View  
  St Kitts Nevis Anguilla National Bank Ltd  KN-BD-0002-02  Issued - 2002-04-16  View  
  Bank Of St Vincent And The Grenadines Ltd  SV-BD-0001-10  Issued - 2001-10-18  View  
  Citicorp Merchant Bank Ltd  TT-BD-0004-07  Issued - 2007-05-18  View  
  First Caribbean International Trust And Merchant Bank (Barbados) Limited  BB-BD-0001-09  Issued - 2009-04-01  View  
  RBC Merchant Bank (Caribbean) Ltd  TT-BD-0006-11  Issued - 2005-05-04  View  
  Bank of Saint Lucia Ltd  SL-BD-0006-16  Issued - 2016-12-20  View  
  First Citizens Investment Services Ltd, Saint Lucia  SL-PL-0013-17  Issued - 2017-06-06  View  
Investment Advisor Company  Learn more..
Individual : Principal  Learn more..
  Aaron Logie Grenada Co-operative Bank Ltd  GR-PL-0002-15  Issued - 2015-09-28  View  
  Brian Carey The Bank of Nevis Limited  KN-PL-0010-10  Issued - 2010-11-03  View  
  Monifa Latham Bank of St Vincent and the Grenadines  SV-PL-0005-10  Issued - 2010-11-03  View  
  Anthony Galloway St Kitts-Nevis-Anguilla National Bank Limited  KN-PL-0004-01  Issued - 2002-04-16  View  
  Carole Eleuthere-JnMarie First Citizens Investment Services Ltd, Saint Lucia  SL-PL-0003-10  Issued - 2006-08-30  View  
  Andrew Boissiere RBC Merchant Bank (Caribbean) Limited, Trinidad & Tobago  TT-PL-0021-16  Issued - 2016-05-23  View  
  Lawrence Jean Bank of Saint Lucia Ltd  SL-PL-0011-15  Issued - 2012-10-17  View  
  Heather Titus FirstCaribbean International Trust and Merchant Bank (Barbados) Limited  TT-PL-0003-03  Issued - 2003-04-29  View  
  Medford Francis Bank of Saint Lucia Ltd  SL-PL-0010-15  Issued - 2015-05-27  View  
  Arletta Huntley-Wells First Citizens Investment Services Ltd, Saint Lucia  SL-PL-0012-16  Issued - 2016-12-30  View  
  Stephen Thomas First Citizens Investment Services Ltd  TT-PL-0018-10  Issued - 2017-05-29  View  
  Monique Williams The Bank of Nevis Ltd  KN-PL-0012-17  Issued - 2017-07-06  View  
  Omar Burch-Smith First Citizens Investment Services Ltd, Saint Lucia  SL-PL-0013-17  Issued - 2017-06-06  View  
  Stephen Grell Citicorp Merchant Bank Ltd  TT-PL-0022-17  Issued - 2017-09-25  View  
  Temelia Providence First Citizens Investment Services Ltd, St Vincent Office  SV-PL-0002-17  Issued - 2017-10-20  View  
  Allana Joseph Grenada Co-operative Bank Limited  GR-PL-0003-17  Issued - 2017-10-19  View  
  Laurent Hadley Bank of St Vincent and the Grenadines Ltd  SV-PL-0007-17  Issued - 2017-11-20  View  
Individual : Representatives  Learn more..
  Patricia John Bank of St Vincent and the Grenadines  SV-RR-0002-10  Issued - 2004-04-06  View  
  Marlene Nisbett St Kitts-Nevis-Anguilla National Bank Limited  KN-RR-0002-01  Issued - 2002-06-14  View  
  Petronella Crooke St Kitts-Nevis-Anguilla National Bank Limited  KN-RR-0007-03   Issued - 2003-08-15  View  
  Angelica Lewis St Kitts-Nevis-Anguilla National Bank Limited  KN-RR-0011-10  Issued - 2010-08-27  View  
  Samuel Agiste First Citizens Investment Services Ltd, Saint Lucia  SL-RR-0010-10  Issued - 2010-01-04  View  
  Shaka St. Ange First Citizens Investment Services Ltd, Saint Lucia  SL-RR-0014-13  Issued - 2013-04-01  View  
  Ameen Ho Sing Loy RBC Merchant Bank (Caribbean) Limited, Trinidad & Tobago  TT-RR-0019-11  Issued - 2011-12-12  View  
  Anderson Basdeo Citicorp Merchant Bank Limited  TT-RR-0026-10  Issued - 2010-08-05  View  
  Deesha Lewis Bank of Saint Lucia Ltd  SL-RR-0013-11  Issued - 2011-12-09  View  
  Nisha Mohammed FirstCaribbean International Trust and Merchant Bank (Barbados) Limited  BD-RR-0004-10  Issued - 2010-08-27  View  
  Judy Claxton The Bank of Nevis Ltd  KN-RR-0012-14  Issued - 2014-04-30  View  
  Chez Quow Bank of St Vincent and the Grenadines Ltd  SV-RR-0009-14  Issued - 2014-07-22  View  
  Keisha Greenidge Grenada Co-operative Bank Ltd  GR-RR-0006-15  Issued - 2015-09-28  View  
  Carla Sylvester Grenada Co-operative Bank Ltd  GR-RR-0005-15  Issued - 2015-09-28  View  
  Cedric Charles Bank of Saint Lucia Ltd  SL-RR-0016-17  Issued - 2017-07-07  View  
  Denicia Small The Bank of Nevis Ltd  KN-RR-0013-17  Issued - 2017-10-30  View  
  Kishel Francis Grenada Co-operative Bank Limited  GR-RR-0007-17  Issued - 2017-09-27  View  
  Mervin Simeon Bank of Saint Lucia Ltd  SL-RR-0017-17  Issued - 2017-11-14  View  
Individual : Investment Advisor   Learn more..
Custodian  Learn more..
  Bank of Saint Lucia Ltd  SL-CUS-0002-16  Issued - 2016-12-20  View  
CIS : Collective Investment Scheme  Learn more..
  Bank of Nevis Mutual Fund Ltd  KN-CIS-0001-05  Issued - 2005-12-21  View  
  Sagicor International Balanced Fund  KN-CIS-0002-16  Issued - 2016-12-21  View  
CIS : Custodian  Learn more..
  First Citizens Investment Services Ltd, St Lucia  TT-CUS-0001-12  Issued - 0000-00-00  View  
CIS : Management Company  Learn more..
  Bank of Nevis Fund Managers Ltd  KN-MAN-0001-05  Issued - 2005-12-21  View  
  Sagicor Asset Management (Eastern Caribbean) Limited  LC-MAN-0001-16  Issued - 2016-12-21  View  
SRO : Self Regulatory Organisations  Learn more..
SRO : Securities Exchange   Learn more..
  Eastern Caribbean Securities Exchange Limited  KN-SE-0001-04  Issued - 2004-06-29  View  
SRO : Securities Clearing Agency  Learn more..
  Eastern Caribbean Central Securities Depository Limited  KN-CA-0001-04  Issued - 2004-06-29  View  
Securities Share Registry  Learn more..
  Eastern Caribbean Central Securities Registry Limited  KN-SR-0001-04  Issued - 2005-12-05  View